Small authorised aifms. Full-Scope, Small Authorised & Small Registered.

Small authorised aifms. May 22, 2025 · The Treasury launched a consultation and the Financial Conduct Authority published a call for input in April 2025 kick-starting a review of the UK’s regulatory regime for Alternative Investment Fund Managers (AIFMs). AIFMs managing AIFs below a threshold in Regulation 9 of the UK Regulations) are required to be authorised or registered with the FCA as small UK AIFMs, or may opt in to the full requirements of AIFMD as full-scope UK AIFMs. Sep 13, 2024 · Learn how to apply to us to be a small registered Alternative Investment Fund Manager (AIFM), including SEF and RVECA managers. Certain UK AIFMs (i. A small AIFM that meets the condition in regulation 9(1)(b) of the Alternative Investment Fund Managers Regulations 2013. Aug 1, 2013 · Firms which are currently authorised persons and which want to become small authorised UK AIFM's will already be authorised by the FCA and, should complete the VoP form for small authorised UK AIFMs together with the schedule of AIFs it manages. Apr 7, 2025 · Small firms would be subject to core baseline standards. The FCA also suggest streamlining requirements for some different types of activities such as managing Venture Capital or Listed The FCA is introducing a new Part 4A permission of “managing an AIF” which is expected to be added to the scope of permission for both Small Authorised UK AIFMs and AIFMs who comply in full with the AIFMD. Apr 7, 2025 · Small authorised AIFMs and full-scope AIFMs managing overseas AIFs not marketed in the UK are not required to appoint a depositary and the FCA does not intend to make them do now - the Client Assets sourcebook (CASS) would continue to apply safekeeping rules to small authorised AIFMs under the new regime. Dec 1, 2014 · INDOS Financial and Robert Quinn Consulting, the financial compliance consultancy, have produced a practical briefing paper for UK alternative investment fund managers that are currently Small Authorised UK AIFM. HMT goes into additional detail in its Open Consultation on the issues with the UK regime for sub-threshold AIFMs (namely both small authorised and small registered UK AIFMs), citing issues with both the: (1) cliff-edge risk on firms crossing into the full-scope requirements (which disincentivises growth); and (2) “halo effect” of small Apr 15, 2025 · UK AIFMs managing below €100 million (or €500 million for unleveraged closed-ended funds) qualify as sub-threshold AIFMs. List of UK AIFMs: A dataset of 1,288 FCA authorised & registered UK Alternative Investment Fund Managers. e. Jun 13, 2025 · In its consultation, HMT proposes to remove the legislative thresholds for the Small Regimes which it says will enable the FCA to determine proportionate and appropriate rules for AIFMs of all sizes having regards to their investment activities and investor base as well as specific risks they pose. Jul 17, 2025 · Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay. There is a further split between small authorised AIFMs (FCA-authorised but subject to lighter requirements) and small registered AIFMs (which only register with the FCA and are exempt from authorisation). Full-Scope, Small Authorised & Small Registered. The reforms seek to streamline the regulatory framework for AIFMs to reduce burdens and boost growth, whilst maintaining core protections for consumers and markets. . dh3 ofxqqm cknv bqd6 qpp8 ktc hare qauv0l jyv wxsso